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With
the focus of this study on species,
a clear account is needed of what species
concept is being employed, what criteria
are being used to delimit species, their
justification with regard to that
concept, and how those criteria can be
applied to molecular and morphological
data. Here it will be argued that species
are real, and the question of how many
species there are within a given clade is
therefore in principle answerable with a
definite number. A clear definition will
be provided of what is meant by the term
"species concept", and it will
be suggested that some so-called species
concepts (such as that of van Steenis
1957) are in fact implementations - that
is, attempts to make operational -
inexplicit species concepts. It will be
argued that species concepts should be
pattern-based and character-based, rather
than mechanistic or history-based, so far
as possible, to avoid circularity of
evolutionary hypotheses. Following
Cracraft (1997), it will be accepted that
there is a need for some minimal
statement of process (self-perpetuation)
in any species concept, though it may be
difficult to render this element
operational with only morphological data.
The species concept adopted here is a
phylogenetic species concept which is a
modification of that of Nelson &
Platnick (1981).
Morphological
data have traditionally been the basis of
species delimitation, both in Agathis
and more generally in systematics, but in
Agathis morphology presents
special problems. The number of fertile
specimens in major European herbaria of
each species recognized in the most
recent set of revisions (de Laubenfels
1972, 1988) is fewer than five in total
for many recently described species (de
Laubenfels 1969, 1979) and even for some
species described last century, only
three or four fertile specimens are
known. Leaf morphology appears to be
continuously variable within and between
most species, but is presently being
investigated in detail to check whether
multivariate analyses are capable of
recovering discrete clusters of points in
the data: so far the evidence is
unconvincing. The number of fertile
specimens so far gathered is insufficient
to address species delimitation in a
statistically defensible way across the
genus as a whole, although some of the
better-collected species are clearly
highly distinct on these characters .
Furthermore, fertile material of Agathis
is for logistical reasons very difficult
to collect [the phenology is not well
understood and in addition many species
are extremely tall trees (Table 3.1 in
Whitmore 1998)]. Whilst the further
investigation of morphological characters
in Agathis remains important as
a possible source of characters
appropriate for species delimitation,
molecular data are potentially a major
help in elucidating species boundaries in
the genus.
Molecular
data presents especial difficulties for
methods of species detection (henceforth,
implementations), as most have been (a)
intuitive, and (b) based on the detection
of discontinuities in continuously
varying morphological data. Three
published implementations of the
phylogenetic species concept (field for
recombination (FFR), population
aggregation analysis (PAA), and cladistic
haplotype analysis (CHA)) are examined
and analysed for their advantages and
shortcomings as means of detecting
phylogenetic species with molecular data.
FFR is rejected as inappropriate for
consideration, and CHA is suggested as
more appropriate than PAA, where the data
permit, as an implementation of the
phylogenetic species concept.
Species
are 'real' in the sense that they are
discovered rather than invented, because
only by accepting that species are real,
and that there can be a single correct
answer to the question "how many
species are there?" is debate over
their boundaries meaningful rather than
purely scholastic (Cracraft 1997). Such
an assertion of species reality is a
metaphysical assertion of scientific
realism - that there is a world external
to methods of enquiry - and as such
cannot be directly tested, although it is
fundamental to scientific enquiry
(Psillos 1999). However, partial evidence
in favour of the view that species are
discovered rather than invented may be
had from independent enumerations of
species by different cultures. The
classical example of this is that Ernst
Mayr and the people of the Arfak
Mountains of western New Guinea
respectively recognized 138 and 137
species of birds from the mountain range
(Mayr 1942): a correspondence which would
be miraculous if species are arbitrary as
some authors have argued (e.g. Levin
1979). As Platnick (2001) has commented,
systematists are in various stages of
retreat from the notion, prevalent during
the 1950s, that species were the only
biologically 'real' categories in the
taxonomic hierarchy, with some biologists
now taking the view that species are
wholly dispensable in a totally
monophyletic system (Pleijel 1999), or
simply artificial amalgamations of the
real units of evolution, populations
(Levin 1979). By requiring monophyly of
all taxa (Pleijel 1999), taxonomists
neither recognize the reality of
tokogenetic processes nor can provide
means of identifying members of
'paraphyletic' species (Olmstead 1995;
Crisp & Chandler 1996). Levin's
argument that we should be naming units
of evolution and that those are
populations, not species (Levin 1979),
fails further by ignoring the possibility
that for some evolutionary processes,
species rather than populations are
indeed the units of evolution for the
simple reason that some species do not
usually occur in populations sensu
Levin, and that that property has shaped
differing evolutionary fates (Vrba 1984).
A
species concept is therefore a statement
of what a species is, rather than how we
may discover it (Cracraft 1997), though
many concepts may be regarded as doing
both at once. The corollary of this
argument is that if species are real, a
method or methods of detection are
particular scientific procedures with
merits or demerits that are separable
from the merits and demerits of a
conception of how species are defined. A
method of species detection - that is, a
procedure for establishing whether two or
more sets of individuals belong to the
same or different species - is here
referred to as an implementation. An
implementation is therefore an attempt to
make operational a particular species
concept, which may or may not be made
explicit. Particular implementations are
likely only to be worthwhile as
operationalizations of a single species
concept - for example, Doyle's FFR
technique (Doyle 1995) for species
delimitation would be considered
irrelevant by adherents of a
topology-based species concept such as
Templeton (1989).
Species
concepts have been enumerated and
reviewed several times recently (Luckow
1995; McDade 1995; Hull 1997; Mayden
1997; Dupré 1999; Lherminer &
Solignac 2000), and these have included
attempts to classify the many competing
concepts (Davis 1995; Luckow 1995; Mayden
1997). Debates have included the
possibility or otherwise of a monistic
species concept, (Ereshefsky 1992; Hull
1997; Dupré 1999), the importance or
relevance of historical criteria (Baum
& Donoghue 1995; Davis 1997), the
question of species monophyly (Crisp
& Chandler 1996) and the issue of
whether species should be treated as
individuals or as classes (Hull 1964,
1965; Rieppel 1986; Baum 1998). As Farris
(1985) has pointed out, some of these
debates are not of obvious relevance to
biological problems despite their
apparent philosophical interest. However,
differing species concepts are not always
best understood as directly comparable,
because 'species concepts' as
traditionally understood may include
either a primary statement of what a
species is (a species concept in the
sense used here), or a discovery
procedure for finding them (an
implementation in the sense used here),
or both. The implications of this, in
terms of seeing some so-called 'species
concepts' as merely implementations of
species concepts in the sense used here,
will be discussed later.
Following
Luckow (1995) a distinction may be made
between mechanistic concepts, where
species are defined as participants in
some evolutionary process; and historical
concepts, the end results of evolutionary
processes. Within the field of historical
concepts, Luckow (1995) recognizes a
further distinction between
ancestor-based and character-based
concepts, a distinction she regards as
that analysed by Rieppel (1994) as
between pattern-based and process-based
concepts. These groups of concepts will
be examined in turn.
Mechanistic
concepts such as the biological species
concept of Mayr (1942) and the
recognition species concept of Paterson
(1985) are generally flawed for at least
three reasons. Firstly, by identifying a
particular speciation process as the
defining element in our understanding of
species, they remove the possibility that
the investigation of speciation processes
will be anything other than trivial;
secondly they are inherently impossible
to implement satisfactorily because they
depend on observations of processes
rather than of patterns; and thirdly they
are highly dependent on the biology of
the species under study - Mayr's concept
is inapplicable to asexual organisms, and
the applicability of Paterson's concept
to flowering plants is very questionable.
Even in sexual organisms, it is possible
for morphologically and ecologically
highly distinct species to persist over
time whilst still apparently capable of
interbreeding (Van Valen 1976). An
additional practical problem with
mechanistic species concepts is that the
data that would be necessary for any
suggested implementation is extremely
difficult to collect: furthermore,
supposed implementations of mechanistic
concepts (e.g. Mayr 1992) have turned out
on subsequent analysis to be nothing of
the sort (Whittemore 1993). Some authors
have suggested that allele topologies
should be used in species delimitation
(Templeton 1989; Avise & Wollenberg
1997; Avise 2000), but the realization
that for some genes [e.g. the MHC complex
of immunologically important genes in
primates (Gaur et al. 1992) and
self-incompatibility genes in angiosperms
(Clark & Kao 1991)], allele
topologies do not coalesce anywhere near
as low down the taxonomic hierarchy as
commonly accepted species boundaries, and
that in any case there is no necessary
reason for expecting gene trees and
species trees to be isomorphic, has led
other workers to regard gene-trees as
irrelevant for species delimitation
(Davis & Nixon 1992; Doyle 1992,
1995; Luckow 1995).
Amongst
historical concepts,
"ancestor-based" concepts, sensu
Luckow (1995), are those in which species
are conceived of as being
historically-defined units where species
are hypothesized as "systems of
common descent even if they have no
modifications (apomorphies) by which we
can recognize them" (de Queiroz
& Donoghue 1990).
"Character-based" concepts are
those such as Nelson and Platnick (Nelson
& Platnick 1981): "species are
the smallest detected samples of
self-perpetuating organisms that have
unique sets of characters". Since we
clearly cannot ever know for certain what
the reality of species boundaries is, the
division between such concepts comes down
to what classes of implementation are
desirable means to the recognition of
species. Whilst the belief that species
are real discrete entities makes the
minimal assumption that there exists a
real external world about which empirical
data may allow us to make inferences, the
appeal in ancestor-based concepts to
shared common descent rests on both an
understanding of evolution and on another
step of inference. Whereas
character-based concepts provide for the
inference of existence of real entities
(species) directly from empirical data
(characters), ancestor-based concepts
infer the existence of real entities from
inferences (about historical process)
which are themselves inferences from
empirical data (characters). For this
reason, because of the unnecessary
multiplication of levels of inference
required by ancestor-based concepts, and
because the retreat from the primary
observational data necessarily increases
the metaphysical assumption content of
any implementation (Luckow 1995),
character-based concepts - that is,
character-based methods of implementation
- are superior.
The
species concept used here is guided by
the considerations advanced by Cracraft
(1997), that a species concept should
include:
(i) Mention or implication of
reproductive cohesion, so as to include
both males and females in the same
species;
(ii) A notion of diagnosability, such
that species may be distinguished from
one another;
(iii) Criteria for ranking populations or
aggregations of populations at the
species level rather than at some other
level of the Linnean hierarchy;
These
considerations may be rephrased as (i) a
minimal mechanistic criterion of
inclusion, i.e. that tokogenetic
interaction must be possible within a
species, (ii) a character-based criterion
of exclusion, i.e. diagnosably different
groups of individuals must be in
different species, and (iii) a basis for
recognizing these groups of individuals
at the species level rather at a higher
or lower rank. Nelson and Platnick's
(1981) definition of a phylogenetic
species concept, cited above, attempts to
satisfy criterion (i) by providing that
samples of organisms be populations which
are self-perpetuating, (ii) by requiring
that species have unique sets of
characters, which makes them diagnosable,
and (iii) by making 'species' the lowest
rank displaying fixed unique character
states which is recognized. It is adopted
here with adjustments from Cracraft
(1997): species are here understood as:
"the smallest population or group of
populations within which there is a
parental pattern of ancestry and descent
and which is diagnosable by unique
combinations of character-states"
Because tokogenetic interaction -
reticulating relationships - within
species (part of the 'self-perpetuating')
is expected to ensure that actually
interbreeding populations are not
distinguishable by the possession of
unique sets of characters, this species
concept fulfils all three of Cracraft's
requirements. Infraspecific ranks are
accordingly not employed to refer to
diagnosably different populations which
happen not to be reproductively isolated
from one another. Infraspecific taxonomy
has been considered to have many
advantages (Stace 1986), but there can be
no clear justification for placing a
taxon at any given infraspecific rank
rather than as a species if it is
diagnosably different. Infraspecific
taxonomy may however be occasionally
useful to name and convey information
about notable variants which occur only
within larger populations [such as
radiate Senecio vulgaris L.:
(Marshall & Abbott 1982)].
Implementation
of the species concept adopted should
therefore aim to ensure that species
delimitation be populational in scope, so
as to take into account evidence/absence
of evidence of genetic interaction and an
understanding of character variability.
Two of the most 'operational' so-called
species concepts have been the
'morphological species concepts' of Du
Rietz (1930: "The smallest natural
populations permanently separated from
each other by a distinct discontinuity in
the series of biotypes") and van
Steenis (1957), who argued that
correlated differences in two
morphological characters should be the
basis for species delimitation. These
concepts rely solely on morphological
data, make no explicit reference to
reproductive cohesion (Du Rietz's
'permanently separated' is not
necessarily the same as 'totally
reproductively isolated'). Van Steenis's
(1957) concept in particular is best
understood as being an implementation for
morphological data only of a species
concept which is not actually explicitly
described but is probably not dissimilar
from that of Nelson & Platnick
(1981). His criterion of two
morphological characters for species
delimitation in the Flora Malesiana
project (1957) is understandable in terms
of the number of well-studied species in
temperate floras known to show inter- and
intra-populational differences in one
morphological character but which still
interbreed both in the wild and under
laboratory conditions (e.g. Lotus
corniculatus L., Jones &
Turkington 1986; Senecio vulgaris,
Marshall & Abbott 1982), and indeed
of sexual dimorphisms which have led
over-zealous workers to propose different
species for material from different sexes
(e.g. in the parrot Eclectus roratus
(Statius Muller), and in Pleistocene
Australian populations of Homo
sapiens L.: Flannery 1994).
Correlated differences in two
morphological characters as a criterion
for delimitation can therefore be
understood as a guarded implementation of
the concept adopted here in the absence
of any mechanistic data whatsoever.
With
both the growing availability and utility
of molecular methods in systematics, and
ongoing debate about methods and
principles in systematic biology,
different implementations of the
phylogenetic species concept (in the
sense adopted here) have been developed
explicitly for dealing with molecular
data. The best-known implementations are
the 'field for recombination' (FFR)
approach of Doyle (1995) and the
'population aggregation analysis' (PAA)
of Davis and co-workers (Davis &
Manos 1991; Davis & Nixon 1992). More
recently, cladistic haplotype analysis
(CHA), a modified version of PAA
involving some topological
considerations, has been advanced
alongside an analysis of the effects of
different interpretations of PAA (Brower
1999). These approaches differ in their
consideration of the fundamental units to
be considered during species delimitation
- individuals in FFR, populations in PAA
and CHA, and may also differ in their
practical results when applied to real
data (e.g. Bailey 2001).
The
field-for-recombination (FFR) approach is
based on the rejection of an assumption
that gene trees and species trees are
necessarily isomorphic (Doyle 1992, 1995)
and the rejection of the suggestion by
Vrana and Wheeler (1992) that individuals
are appropriate terminal taxa for
phylogenetic analysis, because of the
impossibility of placing a heterozygous
organism in a single position on a gene
tree (Doyle 1995). Furthermore, since it
is clear that making species delimitation
dependent on allele-tree topologies as
has been suggested by some (Baum &
Shaw 1995) would be unworkable for
particular variable genes (Clark &
Kao 1991; Gaur et al. 1992), the correct
approach is instead to view gene pools as
the terminal units for phylogenetic
analysis. It also attempts to get round
the difficulties inherent in defining a
spatially bounded population constituting
a subset of a putative species, by basing
itself on the comparison of individual
rather than populational attributes.
Individuals are examined for their
alleles, and heterozygous individuals are
informative about species delimitation,
because the possession of overlapping
alleles by different individuals implies
the possibility of reproductive exchange
between them. Because of the possibility
that some loci will be less diverse in
terms of the set of possible alleles and
therefore less informative about
gene-pool size, Doyle (1995) suggested
the use of a multilocus approach (ml-FFR)
in which only groups of individuals which
appear not to overlap on alleles for any
locus be separated as species.
Whilst
FFR, and especially ml-FFR, ostensibly
offers a potentially useful approach to
delimiting species, it suffers from two
particular problems. Firstly, the
recognition of species based on analysis
of their polymorphisms cannot be rendered
congruent with the aim of the
phylogenetic species concept here adopted
of recognizing species based on unique
combinations of character states, and
cannot therefore be used as an
implementation of that concept . Nixon
and Wheeler (1990) make the useful
distinction between attributes (things
that may vary between individuals),
traits (attributes that vary within a
species) and characters (attributes that
are fixed within species). FFR, contra
Doyle (1995: 584) relies for species
delimitation on an analysis of attributes
that vary within a species (traits)
rather than the differences in fixed
attributes (characters).
Population
aggregation analysis (PAA) was introduced
in a study of the uses of allozyme data
for species delimitation in Puccinellia
(Davis & Manos 1991), and
subsequently amplified by Davis &
Nixon (1992). It has since been employed
in practical studies of species
delimitation (e.g. Chamberlain 1998;
Bailey 2001) The essential principle
behind PAA is that only attributes that
are fixed within populations (characters
sensu Nixon & Wheeler (1990)) are
appropriate for the delimitation of
species, a view which clearly separates
it from the polymorphically defined
species of FFR. Also unlike FFR, it is
explicitly populational and proceeds from
a tabulation and an analysis of the
variation to be found within populations.
Clearly, the definition of a 'population'
is potentially as fraught with problems
as that of a 'species', but in practice
the definition used by Davis & Nixon
(1992) of "local genealogical units
all individuals of a local
population are regarded as belonging to
the same phylogenetic species" is
usable: more theoretically inclined
workers (Brower 1999) have considered
this a reference to 'background
knowledge' sensu Popper (1992).
For each population, individuals within
it are scored for attributes, and then a
profile is assembled for the population
as a whole: in a simple system with an
attribute that takes two possible states,
1 is scored for attributes fixed within a
population, 0 for those wholly absent,
and ± for attribute present in the
population but not fixed. Populations are
therefore regarded as conspecific
provided they they lack fixed differences
between them - i.e., that it is possible
for any given individual to belong to any
one of the populations assembled under
that species. For polyallelic loci, PAA
accepts as adequate for delimitation the
presence of mutually exclusive sets of
alleles (e.g. A or B in species 1, C or D
in species 2). PAA therefore recognizes
species on the basis of fixed, unique
character combinations and is an
appropriate method for consideration as
an effective implementation of the
phylogenetic species concept here
adopted.
However,
PAA does suffer from some problems. Some
of these, such as the lack of resolution
resultant from undersampling and
incorrect homology assessment are
problems general to systematic biology
rather than particular to PAA. Others,
such as the possibility of parallel
fixation in different daughter
populations of a single polymorphic
'mother' species, could lead to incorrect
delimitation because of the way that PAA
ignores information about the possible
relationships of attributes.
PAA has
been criticized on this count for not
making the best possible use of the data
by Brower (1999). Brower points out that
PAA leaves open the question for sequence
data of what exactly an allele is, and
shows that there are two possible
interpretations of PAA, either regarding
the whole sequence as a single locus, or
regarding each nucleotide as a separate
locus. These different interpretations he
calls respectively PAA1 and PAA2, and
shows that their implementation can lead
to different delimitations (Fig. 3 in
Brower 1999). Furthermore, although PAA2
represents an apparently more rigorous
exploration of the data by atomizing the
character information into the smallest
units (Brower 1999), and is therefore
preferable, it has the major drawback of
reducing the number of possible alleles
to just four for each locus. For a system
such as PAA which is avowedly
non-topological (Davis & Nixon 1992),
this means that much of the information
used in species grouping may be
undetectable homoplasy by chance alone,
and the method may be little different in
its effects from phenetic clustering
analysis.
Brower's
alternative is cladistic haplotype
analysis (CHA), a technique he describes
as a means of circumventing this
shortcoming of PAA and the way in which
it allows potentially homoplastic
attribute fixations to shape species
delimitation. CHA attempts to ensure that
all members of a phylogenetic species are
joined in a contiguous section of an
unrooted network, separated from each
other population by a single branch that
represents parsimoniously inferred
character state transformations,
regardless of whether that difference is
apomorphic or not (Brower 1999: 202).
This corresponds to an effort to ensure
that the implementation of the
phylogenetic species concept includes
only what have been called paraphyletic
and monophyletic species (Olmstead 1995;
Crisp & Chandler 1996), although it
has been argued that such terms should
not be used to refer to the relationships
of phylogenetically basal units to one
another (Nixon & Wheeler 1992). CHA
uses cladistic analysis of attributes as
understood under PAA2 to ensure that
groups are not delimited using characters
which are actually homoplastic, and that
apparently homoplastic characters are not
disregarded where they may in fact
provide some form of hierarchic structure
among several differing populations: a
shortcoming of PAA which is implicit in
Brower's critique is that as the number
of putative species and individuals
within them being examined rises, the
total proportion of sites which are
likely to show fixed unique differences
among them falls.
CHA is
comparable to PAA as a means of
implementing the phylogenetic species
concept: both rely on a degree of
background knowledge in defining
populations for primary study, and accept
only fixed differences (or fixed
differences in the identity of all
alleles occurring at a locus polymorphic
in both populations). They are therefore
both possible means of identifying
phylogenetic species in the sense adopted
here. However, because CHA retains
information in the data about the
topology of allele trees that is
discarded by both PAA and FFR, but which
increases the probability that homologous
alleles are correctly identified without
introducing questionable assumptions of
coalescence timing, it is a superior
method in terms of its use of any given
dataset and the ability to ensure that
delimitations are not misled by the
paucity of character states in molecular
data, and is accordingly considered the
most promising implementation for the
phylogenetic species concept here
accepted. Its applicability, however, is
limited to certain kinds of data: with
morphology, and with microsatellite and
other molecular methods which do not
generate sequence data capable of being
resolved into an allele tree. For such
data sources, CHA is inapplicable and PAA
remains the most appropriate means of
analysis. There are further issues with
chloroplast DNA data, with a general
consensus that cytoplasmic DNA does not
show recombination (Hagelberg et al.
2000), and accordingly genetic drift, in
the absence of tokogenesis, is likely to
be the principal force shaping
interspecific differences on this genome.
In
conclusion, the adoption of an explicit
phylogenetic species concept necessitates
the evaluation of competing
implementations for that concept. Debates
over the value of different species
concepts are separable from discussion
over the most effective implementation of
a given species concept, and the value
and implications of different
implementations can be understood both by
a priori discussion and by application to
real data. Morphological data available
appears to be inadequate for species
delimitation in the genus under study,
both because of intrinsic limitations and
the paucity of adequate collections, and
consequently the use of molecular
characters, potentially more numerous and
more informative, offers a possible means
of resolution of these problems. Whilst
particular possible implementations such
as FFR can be ruled out as inapplicable
from first principles, the value of
others can depend on circumstance, the
nature of the data and of the genome, and
may be evaluated by comparison with other
similar implementations, by the rigour
with which they explore the information
in any given dataset (Brower 1999), and
by the analysis of species groups to
understand the effects of particular
population structures and processes on
population-based methods of
implementation. There is, as Nelson once
put it, "more than one way to skin
the cat of systematic endeavour".
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